Words that bring meaning to your Investments. Provides comprehensive personal finance information on investing in mutual funds in India, selection of Best performing Mutual Funds, FMP's, ELSS Funds (Tax Saving Funds), Gold Saving fund (FOF), Insurance products, PPF, Property, Exchange Traded gold funds,PayPal, Complete update on financial Products..
Distributors of mutual funds in India are required to submit the Self-Declaration form every year before the end of the financial year to the RTAs. A Self-Declaration form is all about compliance of circulars issued by AMFI
September 26, 2014 Amfi revised self declaration format (CIR/AR-17/14-15)
Declaration of Self-Certification (DSC): Period / Financial Year 2014-15
"This is to certify that, in the course of my/our
business in the distribution of mutual fund products during the period /
financial year ended March 31, 2015.
I/we have adhered to the Code of Conduct contained in SEBI circular no.
SEBI/IMD/CIR No. 8/174648/2009 dated August 27, 2009 and to the requirements as
prescribed in SEBI’s circular no. MFD/CIR/20/23230/2002 dated November 28, 2002
and the AMFI circular no. CIR/ARN-09/08-09 dated July 18, 2008 has been adhered
with SEBI Circular no. SEBI/ IMD/CIR/No.4/168230/09 dated June 30, 2009, I/ we have disclosed to investors all the
commissions (in the form of trail commission or any other mode) payable to me
/us for the different competing schemes of various mutual funds from amongst
which the scheme was recommended to our investors.
I/ We also certify that I/ we have complied with the Know
Your Distributor (KYD) requirements as per AMFI Guidelines.
I/ We further certify that I/ we have adhered to the SEBI
and AMFI Guidelines issued from time to time.
I certify that I am a distributor of mutual funds and registered
with AMFI and that in my capacity /relationship as a distributor, I may provide
investment advise to my clients, incidental to my primary activity of
distribution of mutual fund products, which is exempted from registration under
Regulation 4 (d) of Securities and Exchange Board of India (Investment
Advisors) Regulations 2013. Kindly update this DSC on your records and
with all theFund Houses where we are empanelled.